Our services cover Compliance, MIFID, AML/CFT, Sanctions, IDD , Ethics, ESG, Risk and Privacy regulations
ADVICE
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Definition of the scope and preparation of the program of activities.
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Definition of the work and control program.
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Preparation of the budget and definition of human and organizational needs.
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Writing policies and procedures.
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Risk mapping and “Gap analysis”.
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Reporting mapping.
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Specifications and selection of tools.
ASSISTANCE
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Implementation of the system, deployment of the work program.
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Upgrading and implementation of the correction plan.
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Redesign of the device.
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Team support.
CONTROL
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Definition of the matrix of level 1, 2 and 3 controls.
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Execution and documentation of controls.
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Control sheets.
REPORTING
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Organization of the consolidation of the various entities
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Reporting to the supervisory body.
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Reporting to the regulators.
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Reporting to investors.
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Reporting to customers.
TRAINING
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Face-to-face training and online training.
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Provision of training and exam materials for integration into the client LMS.
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Provision of our white label training and exam platform.
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Preparing for exams.
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team training.
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formation of boards of directors.
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Certified Exams.